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Robinhood Markets, SEC
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Two brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range of alleged violations, including one stemming from a 2021 data breach that exposed millions of customer names and emails.
Robinhood agrees to pay $45M in SEC settlement
Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations,
2h
SEC Fines Robinhood $45 Million in Settlement of Securities Law Infractions
Robinhood has agreed to a $45 million settlement with the U.S. Securities and Exchange Commission (SEC) following allegations ...
Financial Advisor IQ
3h
SEC Lobs Fines at Robinhood, Schwab, Others
In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...
InvestmentNews
4h
Robinhood fined $45M for multiple violations of securities law
Robinhood
has agreed to pay $45 million after the
SEC
found 10 separate securities law violations by two of its ...
3h
Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S.
Crowdfund Insider
18h
Robinhood Target of SEC Enforcement Action, $45 Million in Penalties Paid to Settle Charges
The Securities and Exchange Commission (SEC) has assessed $45 million in penalties on neobroker Robinhood Securities LLC and ...
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