ARLINGTON, Va., Nov. 12, 2018 /PRNewswire/ -- The Institute for Pension Fund Integrity (IPFI) has submitted public commentary on the need for greater transparency and accountability in the proxy ...
The head of the US Securities and Exchange Commission said the regulator will consider reforms for proxy advisors as the industry, which provides guidance to shareholders, continues to face greater ...
As expected, the Securities and Exchange Commission has approved new disclosure rules governing proxy voting by mutual funds and investment advisors. Starting in 2004, funds and investment managers ...
In its long-awaited concept release on the proxy “plumbing” process, the Securities and Exchange Commission on Wednesday sought public comment on making changes to the proxy voting and distribution ...
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At the time of adoption of the new rule amendments, Commissioner Elad Roisman, who had honchoed the proxy-process rulemakings through the SEC, said that there had been growing calls for the SEC to ...
March 14, 2020, the staff (the “Staff”) of the Division of Corporation Finance of the Securities and Exchange Commission (“SEC” or the “Commission”) provided helpful guidance to issuers, shareholders ...
Nasdaq and the U.S. Chamber of Commerce’s Center for Capital Markets Competitiveness (CCMC) released their annual proxy season survey, which revealed that public companies are willing to participate ...
On February 3, 2020, Nasdaq submitted two comment letters supporting the U.S. Securities and Exchange Commission’s (SEC) efforts to improve the proxy process. The first comment letter relates to an ...
Get the latest news on coronavirus and more delivered daily to your inbox. Sign up here. Lawmakers in the House are poised to debate whether to allow “proxy” or “remote” voting so members don’t have ...
The Federal Trade Commission is investigating whether proxy advisory firms Institutional Shareholder Services Inc. and Glass ...