Wendy Caplan has joined Wachovia Securities as senior equity research analyst. Caplan will specialize in the diversified industrials sector. Caplan joins Wachovia from ABN AMRO, where she also worked ...

Securities regulators from several U.S. states on today raided the St. Louis headquarters of Wachovia Securities, looking for documents and records on the company's sales practices. The move is part ...

Washington (Nov. 17, 2003) -- The Securities and Exchange Commission has begun a formal investigation into the relationship between financial services conglomerate Wachovia Corp. and its auditor, Big ...

IRVINE, Calif. — Wachovia Securities LLC’s whirlwind tour of brokers at A.G. Edwards & Sons Inc. has helped calm anxieties about the merger of the two firms, but it hasn’t kept some representatives ...

Morgan Stanley, one of the last remaining stand-alone Wall Street titans, has held merger talks with Wachovia Securities, among other banks, and at least one other bank, according to the New York ...

IRVINE, Calif. — Wachovia Securities LLC may face challenges in retaining all the brokers it wants to, in the wake of its announced merger with A.G. Edwards Inc. of St. Louis. Both firms announced ...

Wachovia Securities is in the midst of a mini-purge of former Prudential producers, but the move is not your typical post-merger house cleaning. This one is fueled by the blossoming mutual fund ...

NEW YORK, Aug 28 (Reuters) - Wachovia Corp plans to eliminate about 2,000 of 2,600 jobs at the Richmond, Virginia headquarters of its Wachovia Securities brokerage unit as part of the company's ...

Might Wells Fargo & Co. marry Wachovia Securities to the brokerage operation of UBS AG? That possibility arose Tuesday with word that the big Swiss bank was shopping its American wealth management ...

Prudential Financial (NYSE: PRU) of Newark and Wachovia (NYSE: WB) of Charlotte, North Carolina, plan to join forces and create the third largest brokerage firm in the country.The companies are ...

KPMG has agreed to pay $37 million as part of a $627 million settlement in a class-action lawsuit brought by institutional investors over its former audit client Wachovia. The bulk of the settlement, ...

CHARLOTTE, N.C. - Wachovia Corp. is making progress with its postmerger "to do" list, but the company's merger chief says the real test will come this summer and fall as the company begins converting ...