More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...

The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.

Wedmont Private Capital acquired a new position in US Foods Holding Corp. (NYSE:USFD – Free Report) during the fourth quarter, according to the company in its most recent disclosure with the ...

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...