State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...
Vanguard Group Inc. and a subsidiary have agreed to pay $106 million for failing to notify investors of changes in retirement ...
Town officials in, Va., are hoping new tenants can soon be found for several empty storefronts. Two of the town's shopping centers, the Ridge View Shopping Plaza and the College Avenue Shopping Plaza, ...
Their misstep led to them being charged with not telling investors about the changes that were made, according to CNN.
Wedmont Private Capital acquired a new position in US Foods Holding Corp. (NYSE:USFD – Free Report) during the fourth quarter, according to the company in its most recent disclosure with the ...
Thousands of New Yorkers forced to pay higher taxes on their retirement savings are set to receive restitution after a $106 ...
Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...
Fifth Third Wealth Advisors LLC purchased a new position in Expedia Group, Inc. (NASDAQ:EXPE – Free Report) in the 4th quarter, according to the company in its most recent filing with the Securities ...
Digital Currency Group (DCG), a prominent player in the cryptocurrency industry, on Friday agreed to settle with the U.S. Securities and Exchange Commission (SEC) for misleading investors.
Company failed to supervise certain registered persons and to disclose potential tax consequences to hundreds of thousands of investors cited in sett ...
The Public Utility Commission of Texas (PUCT) assessed $136,000 in penalties and secured $68,400 in market refunds for violations of electric rules at its open meeting this week. The Commission has ...
Rhythms of the Village was a family owned and operated business in Altadena, California that was destroyed by flames.