State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...

Vanguard Group Inc. and a subsidiary have agreed to pay $106 million for failing to notify investors of changes in retirement ...

Town officials in, Va., are hoping new tenants can soon be found for several empty storefronts. Two of the town's shopping centers, the Ridge View Shopping Plaza and the College Avenue Shopping Plaza, ...

Their misstep led to them being charged with not telling investors about the changes that were made, according to CNN.

Wedmont Private Capital acquired a new position in US Foods Holding Corp. (NYSE:USFD – Free Report) during the fourth quarter, according to the company in its most recent disclosure with the ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...

Thematic ETFs are fast-growing category that includes popular funds from industry players like ARK Invest and iShares.

Digital Currency Group (DCG), a prominent player in the cryptocurrency industry, on Friday agreed to settle with the U.S. Securities and Exchange Commission (SEC) for misleading investors.

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

The Wisconsin Department of Financial Institutions has joined other states in a $106 million settlement with Vanguard Marketing Corporation, a company that has allegedly failed at supervising ...

The Securities and Exchange Commission fined Vanguard $106 million for misrepresenting how changes to its investment requirements would impact taxes for ordinary investors.