Robinhood has agreed to a $45 million settlement with the U.S. Securities and Exchange Commission (SEC) following allegations ...
Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S.
Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and ...
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in ...
Robinhood Securities LLC and Robinhood Financial LLC agreed to pay $45 million in penalties to settle SEC charges of ...
Robinhood Markets Inc. units agreed to pay $45 million to settle SEC allegations of failing to report suspicious activities ...
While Robinhood did not admit or deny the SEC’s allegations, the firm acknowledged its failures and said that it was pleased ...
Robinhood has agreed to pay $45 million after the SEC found 10 separate securities law violations by two of its ...
A pair of broker-dealers that operate under the Robinhood name are being sanctioned by the U.S. Securities and Exchange Commission (SEC) for a series of regulatory violations, including alleged ...
In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...
Robinhood fined $45 million for SEC violations involving trading and compliance failures. Learn about the settlement and key issues.
Robinhood is to pay $45 million to settle a range of SEC charges against its brokerage operations.