That insight had several implications. First, it underscored that operational managers will always know more about their risk areas than auditors will, which means they are in the best position to ...

The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures, and potential escalation of risk. Designed as an ...

More than half of compliance officers believe they don’t have enough resources to carry out their function adequately, and nearly a third say their auditing and monitoring process is insufficient, ...

Every executive knows that what gets measured gets done; the trick for compliance and audit executives is to assure that the metrics you use don’t lead employees to do something reckless. This week, ...

One of the major drivers behind auditing is compliance. The Health Insurance Portability and Accountability Act in the U.S. requires that healthcare providers deliver audit trails about anyone and ...

Recent research on Paxlovid shows there is "solid data on its effectiveness," a co-author of the study told HealthLeaders. ...

Learn how to make your backups fully compliant with SOC 2 Criteria and ISO 27001 Controls and pass an audit or certification ...

When it comes to regulatory compliance, companies that spend the most on IT security, and are the most vigilant about their compliance efforts, are the most successful. That's the result of a study ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

Chicago, Illinois, November 14th, 2025, FinanceWireAxtorin Exchange, a global digital-asset trading platform, today ...

All protocols reviewed by the IRB are subject to regulatory monitoring by the IRB and OIRB personnel. Studies are selected at random as well as according to criteria listed in the UAB Policy and ...