State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...

Thousands of New Yorkers forced to pay higher taxes on their retirement savings are set to receive restitution after a $106 ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...

Fifth Third Wealth Advisors LLC purchased a new position in Expedia Group, Inc. (NASDAQ:EXPE – Free Report) in the 4th quarter, according to the company in its most recent filing with the Securities ...

Digital Currency Group (DCG), a prominent player in the cryptocurrency industry, on Friday agreed to settle with the U.S. Securities and Exchange Commission (SEC) for misleading investors.

Rhythms of the Village was a family owned and operated business in Altadena, California that was destroyed by flames.

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

The Wisconsin Department of Financial Institutions has joined other states in a $106 million settlement with Vanguard Marketing Corporation, a company that has allegedly failed at supervising ...

Legislation named after an Iowan killed in a drunken driving crash by an immigrant who was not legally authorized to be in ...

The Securities and Exchange Commission fined Vanguard $106 million for misrepresenting how changes to its investment requirements would impact taxes for ordinary investors.

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...