u.s. securities and exchange commission news

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sec.gov
https://www.sec.gov
SEC.gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
sec.gov
https://www.sec.gov/newsroom/press-releases
Press Releases - SEC.gov
Oct 11, 2024 · SEC Adopts Improvements to EDGAR System to Enhance Security, Filer Access, and Account Management. 2024-155. Sept. 27, 2024. SEC Charges Entities Operating Crypto Asset Trading Platform Mango Markets for Unregistered Offers and Sales of the Platform’s “MNGO” Governance Tokens.
sec.gov
https://www.sec.gov/news
Newsroom - SEC.gov
SEC Charges Virginia-Based RTX Corp. with Violating Foreign Corrupt Practices Act in Connection with Efforts to Obtain Contracts with the Qatari Military. Oct. 16, 2024.
sec.gov
https://www.sec.gov/newsroom/press-releases/2024-31
SEC Adopts Rules to Enhance and Standardize Climate-Related …
Mar 6, 2024 · The Securities and Exchange Commission today adopted rules to enhance and standardize climate-related disclosures by public companies and in public offerings.
sec.gov
https://www.sec.gov/search-filings
Search Filings - SEC.gov
Jul 2, 2024 · Search Filings. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
sec.gov
https://www.sec.gov/newsroom/press-releases/2024-144
Eleven Firms to Pay More Than $88 Million Combined to Settle …
Sep 24, 2024 · The Securities and Exchange Commission today announced charges against 12 firms, comprising broker-dealers, investment advisers, and one dually-registered broker-dealer and investment adviser, for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications in violation of ...
sec.gov
https://www.sec.gov/rules-regulations
SEC.gov | Rules and Regulations
Aug 14, 2024 · See an index of various SEC proposed and final rules as well as other Commission releases and notices related to our regulatory obligations under the federal securities laws.
sec.gov
https://www.sec.gov/newsroom/press-releases/2023-139
SEC.gov | SEC Adopts Rules on Cybersecurity Risk Management, …
Jul 26, 2023 · The Securities and Exchange Commission today adopted rules requiring registrants to disclose material cybersecurity incidents they experience and to disclose on an annual basis material information regarding their cybersecurity risk management, strategy, and governance.
sec.gov
https://www.sec.gov/rules-regulations/statutes-regulations
SEC.gov | Statutes and Regulations
The legislation set out to reshape the U.S. regulatory system in a number of areas including but not limited to consumer protection, trading restrictions, credit ratings, regulation of financial products, corporate governance and disclosure, and transparency.
sec.gov
https://www.sec.gov/about/sec-commissioners/gary-gensler
Gary Gensler - SEC.gov
Jun 28, 2024 · Gary Gensler was nominated by President Joseph R. Biden to serve as Chair of the U.S. Securities and Exchange Commission on February 3, 2021, confirmed by the U.S. Senate on April 14, 2021, and sworn into office on April 17, 2021.
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